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6. Technology and Operations
QF Level ( 1234567 )
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6. Technology and Operations
QF Level
Code
Name
QF Level:
Level 1
No Item
QF Level:
Level 2
No Item
QF Level:
Level 3
Code:
106783L3
Name:
Execute trading confirmation matching
QF Level:
Level 3
Code:
106784L3
Name:
Conduct trade settlement
QF Level:
Level 3
Code:
106785L3
Name:
Execute corporate actions and related services dervied from clients' investment transactions
QF Level:
Level 3
Code:
106786L3
Name:
Transfer securities for clients' trading
QF Level:
Level 3
Code:
106787L3
Name:
Conduct trading position reconciliation
QF Level:
Level 3
Code:
106788L3
Name:
Provide trade statement reporting services
QF Level:
Level 3
Code:
106790L3
Name:
Conduct documentation control for clients' accounts
QF Level:
Level 3
Code:
106791L3
Name:
Conduct checking / verification of documents for client on-boarding
QF Level:
Level 3
Code:
106792L3
Name:
Provide safekeeping services
QF Level:
Level 3
Code:
106793L3
Name:
Terminate different accounts
QF Level:
Level 3
Code:
106794L3
Name:
Handle remittance transactions
QF Level:
Level 3
Code:
106795L3
Name:
Provide currency trading services to clients
QF Level:
Level 3
Code:
106796L3
Name:
Process deposit and withdrawal transactions
QF Level:
Level 4
Code:
106766L4
Name:
Provide training and facilitation on using IT applications and systems (for internal & external users)
QF Level:
Level 4
Code:
106767L4
Name:
Carry out maintenance on IT systems
QF Level:
Level 4
Code:
106773L4
Name:
Provide technical support and troubleshooting (e.g. help desk, incident management, problem management, field support)
QF Level:
Level 4
Code:
106779L4
Name:
Apply intelligence and database systems during daily work
QF Level:
Level 4
Code:
106781L4
Name:
Monitor trade execution
QF Level:
Level 4
Code:
106782L4
Name:
Perform trading transactions booking
QF Level:
Level 4
Code:
106789L4
Name:
Monitor and control dormant accounts
QF Level:
Level 5
Code:
106751L5
Name:
Evaluate effectiveness of current IT architecture and introduce enhancement
QF Level:
Level 5
Code:
106752L5
Name:
Develop operation procedures for different IT hardware / software
QF Level:
Level 5
Code:
106753L5
Name:
Manage IT assets of the banks
QF Level:
Level 5
Code:
106754L5
Name:
Manage and maintain network and communications systems of the bank
QF Level:
Level 5
Code:
106756L5
Name:
Develop procedures and guidelines to safeguard security of IT systems
QF Level:
Level 5
Code:
106757L5
Name:
Conduct security risk assessment and audit of different IT systems and suggest mitigation strategies
QF Level:
Level 5
Code:
106758L5
Name:
Monitor security risks of different IT systems
QF Level:
Level 5
Code:
106759L5
Name:
Perform incident response management during encounter of security risk
QF Level:
Level 5
Code:
106760L5
Name:
Conduct security investigation
QF Level:
Level 5
Code:
106762L5
Name:
Develop new IT systems (e.g. system integration, change management)
QF Level:
Level 5
Code:
106763L5
Name:
Oversee implementation of new IT systems (e.g. trial run, testing)
QF Level:
Level 5
Code:
106764L5
Name:
Evaluate performance of different IT applications
QF Level:
Level 5
Code:
106765L5
Name:
Vendor selection and management
QF Level:
Level 5
Code:
106769L5
Name:
Manage daily operations of IT systems
QF Level:
Level 5
Code:
106770L5
Name:
Design and implement disaster recovery plan
QF Level:
Level 5
Code:
106771L5
Name:
Ensure continuous operations of IT system
QF Level:
Level 5
Code:
106772L5
Name:
Monitor the performance and utilization of IT systems
QF Level:
Level 5
Code:
106775L5
Name:
Design database system for different types of business intelligence
QF Level:
Level 5
Code:
106776L5
Name:
Develop data management plan for intelligence / database systems
QF Level:
Level 5
Code:
106777L5
Name:
Develop customized programs to suit the needs of users (e.g. data analysis, report format)
QF Level:
Level 5
Code:
106778L5
Name:
Oversee / manage the operations of intelligence / database systems
QF Level:
Level 6
Code:
106749L6
Name:
Formulate policies on IT governance
QF Level:
Level 6
Code:
106750L6
Name:
Formulate the overall IT architecture and infrastructure design of the bank
QF Level:
Level 6
Code:
106755L6
Name:
Develop policies in IT system security
QF Level:
Level 6
Code:
106761L6
Name:
Develop IT application policy to cater the needs of the bank (e.g. software, interface, network)
QF Level:
Level 6
Code:
106768L6
Name:
Develop policies in IT operations and support services (e.g. help desk, problem management, service level, incident management)
QF Level:
Level 6
Code:
106774L6
Name:
Develop policies on daily operations of intelligence / database systems
QF Level:
Level 6
Code:
106780L6
Name:
Conduct client investment portfolio valuation
QF Level:
Level 7
No Item
Note:
  • The SCSs have been moderated by the Hong Kong Council for Accreditation of Academic and Vocational Qualifications (HKCAAVQ) to ensure consistency of QF level across industries.
  • The contents of all SCSs will be updated regularly.
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