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4. Risk Management and Audit
QF Level ( 1234567 )
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4. Risk Management and Audit
QF Level
Code
Name
QF Level:
Level 1
No Item
QF Level:
Level 2
No Item
QF Level:
Level 3
Code:
106687L3
Name:
Record and report information related to risk management
QF Level:
Level 4
Code:
106710L4
Name:
Cooperate with regulatory bodies in addressing enquiries relating to financial crime
QF Level:
Level 4
Code:
106721L4
Name:
Conduct business risk management or audit review reporting
QF Level:
Level 5
Code:
106685L5
Name:
Construct risk profile for prioritizing different risks
QF Level:
Level 5
Code:
106686L5
Name:
Manage relationship with regulatory or other relevant external bodies
QF Level:
Level 5
Code:
106698L5
Name:
Evaluate the effectiveness of risk management of the bank
QF Level:
Level 5
Code:
106708L5
Name:
Investigate related to internal and external fraud risk
QF Level:
Level 5
Code:
106713L5
Name:
Analyze business impact due to different kinds of disasters
QF Level:
Level 5
Code:
106714L5
Name:
Develop business continuity plan and recovery strategy
QF Level:
Level 5
Code:
106718L5
Name:
Perform business risk management or audit review planning and formulate implementation programmes
QF Level:
Level 5
Code:
106719L5
Name:
Conduct business risk management or audit programme tracking and monitoring
QF Level:
Level 5
Code:
106720L5
Name:
Conduct business risk management or audit review programme evaluation
QF Level:
Level 6
Code:
106688L6
Name:
Develop strategies to manage and mitigate risk exposures of the bank
QF Level:
Level 6
Code:
106701L6
Name:
Formulate overall credit risk management policy for the bank
QF Level:
Level 6
Code:
106707L6
Name:
Develop policies in combating internal and external fraud risk
QF Level:
Level 6
Code:
106717L6
Name:
Formulate business risk management or audit policies and procedures
Note:
- The SCSs have been moderated by the Hong Kong Council for Accreditation of Academic and Vocational Qualifications (HKCAAVQ) to ensure consistency of QF level across industries.
- The contents of all SCSs will be updated regularly.
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