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6. Legal & Compliance
QF Level ( 1234567 )
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6. Legal & Compliance
QF Level
Code
Name
QF Level:
Level 1
Code:
105458L1
Name:
Understand insurance terminologies
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QF Level:
Level 2
Code:
105459L2
Name:
Apply Chinese writing skills to support service delivery
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QF Level:
Level 2
Code:
105460L2
Name:
Apply English writing skills to support service delivery
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QF Level:
Level 2
Code:
105461L2
Name:
Use Putonghua to support service delivery
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QF Level:
Level 2
Code:
105462L2
Name:
Maintain up-to-date customer records to support daily operations
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QF Level:
Level 3
Code:
105493L3
Name:
Carry out compliance inspection on sales and marketing activities
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QF Level:
Level 3
Code:
105494L3
Name:
Carry out compliance inspection on business activities of internal units
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QF Level:
Level 3
Code:
105495L3
Name:
Generate compliance reports
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QF Level:
Level 4
Code:
105518L4
Name:
Promote staff compliance awareness
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QF Level:
Level 4
Code:
105519L4
Name:
Conduct internal audits
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QF Level:
Level 4
Code:
105520L4
Name:
Produce audit reports
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QF Level:
Level 5
Code:
105578L5
Name:
Design and organize compliance training
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QF Level:
Level 5
Code:
105579L5
Name:
Analyze effectiveness of compliance training programmes
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QF Level:
Level 5
Code:
105580L5
Name:
Establish compliance monitoring system
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QF Level:
Level 5
Code:
105581L5
Name:
Develop and maintain compliance manuals
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QF Level:
Level 5
Code:
105582L5
Name:
Oversee compliance implementation
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QF Level:
Level 5
Code:
105583L5
Name:
Monitor and evaluate compliance risks
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QF Level:
Level 5
Code:
105584L5
Name:
Handle non-compliance cases
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QF Level:
Level 5
Code:
105585L5
Name:
Liaise with regulatory bodies
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QF Level:
Level 5
Code:
105586L5
Name:
Develop and maintain audit manuals
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QF Level:
Level 5
Code:
105587L5
Name:
Oversee internal audit operations
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QF Level:
Level 5
Code:
105588L5
Name:
Handle non-compliance audit cases
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QF Level:
Level 5
Code:
105663L5
Name:
Monitor service quality standards
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QF Level:
Level 6
Code:
105620L6
Name:
Evaluate effectiveness of enterprise risk management framework
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QF Level:
Level 6
Code:
105621L6
Name:
Formulate corporate compliance policies
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QF Level:
Level 6
Code:
105622L6
Name:
Establish audit system
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QF Level:
Level 6
Code:
105623L6
Name:
Represent company in legal matters
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QF Level:
Level 6
Code:
105624L6
Name:
Provide training on legal knowledge to general staff
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QF Level:
Level 6
Code:
105625L6
Name:
Handle legal enquiries
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QF Level:
Level 6
Code:
105626L6
Name:
Advise on insurance contracts
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QF Level:
Level 6
Code:
105627L6
Name:
Advise on company legal risks
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QF Level:
Level 6
Code:
105628L6
Name:
Advise on new or change of regulations
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QF Level:
Level 6
Code:
105629L6
Name:
Establish internal control procedures
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QF Level:
Level 6
Code:
105630L6
Name:
Implement corporate social responsibility strategies
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QF Level:
Level 6
Code:
105631L6
Name:
Monitor corporate social responsibility fulfillment
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QF Level:
Level 6
Code:
105664L6
Name:
Manage compliance of brokerage operations
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QF Level:
Level 6
Code:
105665L6
Name:
Formulate service quality standards
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QF Level:
Level 6
Code:
105666L6
Name:
Establish quality management system
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QF Level:
Level 7
Code:
105643L7
Name:
Formulate enterprise risk management strategies
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QF Level:
Level 7
Code:
105644L7
Name:
Manage enterprise risks
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QF Level:
Level 7
Code:
105645L7
Name:
Formulate company corporate governance policies
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QF Level:
Level 7
Code:
105646L7
Name:
Assess performance of senior management
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QF Level:
Level 7
Code:
105647L7
Name:
Formulate corporate social responsibility strategies
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Note:
  • The SCSs have been moderated by the Hong Kong Council for Accreditation of Academic and Vocational Qualifications (HKCAAVQ) to ensure consistency of QF level across industries.
  • The contents of all SCSs will be updated regularly.
Copyright:
  • All the Specification of Competency Standards (SCS) for industries and other related materials contained in this website are protected by copyright, which is owned by the Government of the Hong Kong Special Administrative Region.
  • Permission is granted for users to download the SCSs to store them in local computers, provided that this is solely for personal or non-commercial internal use, and provided further that this copyright notice is downloaded at the same time.
  • Save the above permitted use, any other use (including without limitation any reproduction, adaptation, distribution, dissemination or making available to the public) of the SCSs is strictly prohibited.
Copyright by HKQF 2024 ©
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Last revision date: 07 July 2024
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