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6. Legal & Compliance
QF Level ( 1234567 )
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6. Legal & Compliance
QF Level
Code
Name
QF Level:
Level 1
Code:
105458L1
Name:
Understand insurance terminologies
QF Level:
Level 2
Code:
105459L2
Name:
Apply Chinese writing skills to support service delivery
QF Level:
Level 2
Code:
105460L2
Name:
Apply English writing skills to support service delivery
QF Level:
Level 2
Code:
105461L2
Name:
Use Putonghua to support service delivery
QF Level:
Level 2
Code:
105462L2
Name:
Maintain up-to-date customer records to support daily operations
QF Level:
Level 3
Code:
105493L3
Name:
Carry out compliance inspection on sales and marketing activities
QF Level:
Level 3
Code:
105494L3
Name:
Carry out compliance inspection on business activities of internal units
QF Level:
Level 3
Code:
105495L3
Name:
Generate compliance reports
QF Level:
Level 4
Code:
105518L4
Name:
Promote staff compliance awareness
QF Level:
Level 4
Code:
105519L4
Name:
Conduct internal audits
QF Level:
Level 4
Code:
105520L4
Name:
Produce audit reports
QF Level:
Level 5
Code:
105578L5
Name:
Design and organize compliance training
QF Level:
Level 5
Code:
105579L5
Name:
Analyze effectiveness of compliance training programmes
QF Level:
Level 5
Code:
105580L5
Name:
Establish compliance monitoring system
QF Level:
Level 5
Code:
105581L5
Name:
Develop and maintain compliance manuals
QF Level:
Level 5
Code:
105582L5
Name:
Oversee compliance implementation
QF Level:
Level 5
Code:
105583L5
Name:
Monitor and evaluate compliance risks
QF Level:
Level 5
Code:
105584L5
Name:
Handle non-compliance cases
QF Level:
Level 5
Code:
105585L5
Name:
Liaise with regulatory bodies
QF Level:
Level 5
Code:
105586L5
Name:
Develop and maintain audit manuals
QF Level:
Level 5
Code:
105587L5
Name:
Oversee internal audit operations
QF Level:
Level 5
Code:
105588L5
Name:
Handle non-compliance audit cases
QF Level:
Level 5
Code:
105663L5
Name:
Monitor service quality standards
QF Level:
Level 6
Code:
105620L6
Name:
Evaluate effectiveness of enterprise risk management framework
QF Level:
Level 6
Code:
105621L6
Name:
Formulate corporate compliance policies
QF Level:
Level 6
Code:
105622L6
Name:
Establish audit system
QF Level:
Level 6
Code:
105623L6
Name:
Represent company in legal matters
QF Level:
Level 6
Code:
105624L6
Name:
Provide training on legal knowledge to general staff
QF Level:
Level 6
Code:
105625L6
Name:
Handle legal enquiries
QF Level:
Level 6
Code:
105626L6
Name:
Advise on insurance contracts
QF Level:
Level 6
Code:
105627L6
Name:
Advise on company legal risks
QF Level:
Level 6
Code:
105628L6
Name:
Advise on new or change of regulations
QF Level:
Level 6
Code:
105629L6
Name:
Establish internal control procedures
QF Level:
Level 6
Code:
105630L6
Name:
Implement corporate social responsibility strategies
QF Level:
Level 6
Code:
105631L6
Name:
Monitor corporate social responsibility fulfillment
QF Level:
Level 6
Code:
105664L6
Name:
Manage compliance of brokerage operations
QF Level:
Level 6
Code:
105665L6
Name:
Formulate service quality standards
QF Level:
Level 6
Code:
105666L6
Name:
Establish quality management system
QF Level:
Level 7
Code:
105643L7
Name:
Formulate enterprise risk management strategies
QF Level:
Level 7
Code:
105644L7
Name:
Manage enterprise risks
QF Level:
Level 7
Code:
105645L7
Name:
Formulate company corporate governance policies
QF Level:
Level 7
Code:
105646L7
Name:
Assess performance of senior management
QF Level:
Level 7
Code:
105647L7
Name:
Formulate corporate social responsibility strategies
Note:
  • The SCSs have been moderated by the Hong Kong Council for Accreditation of Academic and Vocational Qualifications (HKCAAVQ) to ensure consistency of QF level across industries.
  • The contents of all SCSs will be updated regularly.
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